Maps and Records receives three types of deliverables in its service to the Stanford University community in maintaining current condition information:
1) Plans Review documents (paper and electronic at 100% CD),
2) At Occupancy drawings (Contractor mark-ups in hardcopy) and
3) "As-Built" Record Documents (harcopy and electronic). The term "deliverables" is used in lieu of "submittals" to reduce confusion with material specifications (samples for a project) which are typically called "submittals." These items should be sent to the appropriate organization reviewing the materials, and not to Maps and Records.
Please ensure that a transmittal letter accompanies all deliveries that includes the following information:
Stanford Project Number and Name
Phase of Project (50% SD, 100% DD, 95% CD, etc.)
Stanford Project Manager Name & Email Address
Click here for As-Built Transmittal Template.
Procedure for Deliverables:
Plans review and At Occupancy drawing sets should be sent to:
Stanford University Maps and Records
Attn: Client and Office Service Representative
327 Bonair Siding, 1st floor
Stanford, CA 94305-7201, MailCode: 7274
Please note that record documents should be sent to the appropriate Project Manager
for final check. The final set is then sent by the Project Mangager to Maps and Records.
If the Project Manager has requested delivery direct to Maps
and Records, the contact info is as follows:
Plans Review (see also Electronic Documents below):
During the design and construction phase of a project, Plans Review documents are received for Maps and Records' University Plans Review process, which initiates a notification message to several campus departments and the Facilities Operations Plans Review process. Electronic documents are required with the Plans Review deliverable for the 100% CD stage and beyond. Complete information on the specific requirements of Plans Review can be found on our
Plans Review web page.
At Occupancy (see also Electronic Record Documents below):
Maps and Records must have a set of plans on file prior to occupancy of the building or project area,
for maintenance and emergency preparedness purposes. If the As-Built set is not ready, or if a more
current set is available than what was on file for Plans Review, please ensure that these are delivered
to Maps and Records (field markup copy gladly accepted). This set will also be used by our staff to update
campus base maps or floorplans until the As-Built set arrives.
Hardcopy Record Documents (see also Electronic Record Documents below):
During the closeout procedure for each project, "As-Built" Record Documents are due to
Maps and Records. Record Documents are required in both Hardcopy and Electronic (see below) formats as described below.
If a final set cannot be provided by the time of occupancy,
the Project Manager should ensure that Maps and Records receives
the latest construction set to be used for operational purposes until
Record Documents are provided.
The "As-Built" Record Document submittal shall consist of one set of translucent
reproducible drawings, stamped or otherwise notated as "Record Documents", and accompanied by a
transmittal letter which clearly identifies the project represented. Translucent
reproducibles are often vellum, sepia, or mylar, and are generally left unbound.
Vellum is preferred. "Translucent Bond" is not accepted due to archival quality considerations.
1. The agreement for professional services with the Architect or Engineer requires the submission of reproducible record drawings reflecting as-built conditions.
2. The principal purpose of the record drawings is to provide the University with a permanent record of actual construction to facilitate troubleshooting and to provide for the potential of future building alterations. We recognize that change orders and field directives result in actual construction that is somewhat at variance with the executable set of Construction Documents.
3. The Architect or Engineer, in his or her administration of the Construction Contract, is the logical focal point and repository for this record drawing information. The Construction Contract requires the Contractor to record all changes to drawings and specifications as they occur, and to deliver these record drawings and specifications in reproducible format to the Architect upon completion of the work. This information is the Architect's principal source of information in revising drawings and specifications for the record set. In addition, shop drawings, field notes, change orders, correspondence, and the Architect's own set of drawings will provide auxiliary information.
4. At the conclusion of construction, all changes shall be incorporated on the tracings by the Architect or Engineer and noted with a "goose egg" or similar designation showing it as "as-built", "change order number 4", or other appropriate notation. The specifications shall be annotated to show the actual selected products that are incorporated into the project, particularly where a choice of two or more products was permitted.
5. The Architect shall include as part of the Project Dossier a set of the final structural, mechanical, and electrical calculations that were prepared during the design phase. Submitted material should be clearly marked "as-built" and dated.
6. The drawings to be submitted to Stanford that are required in the Agreement shall be direct duplications from revised tracings in the form of translucent reproducibles, such as vellum, sepia or mylar (vellum is preferred and translucent bond is not accepted due to archival quality considerations). In some of our Consultant Agreements, there is an additional provision for half-scale prints. Where these are required, they can be ozalids, Xerox, or a similar quality. Number of copies of record drawing prints to be supplied by the Architect is covered in the Owner/Architect Agreement.
7. A set of drawings for all applicable disciplines shall be submitted in CAD (Computer Aided Design) form. See below.
Presentation Format:
1. Drawings:
a. All drawings must have the following minimum identification in the lower right hand corner: Project name, Stanford project number, date (including current revision, if any), quad and building number (provided by Stanford), and the appropriate drawing number and drawing identifications (i.e., first floor elevations, etc.). The Architect may use a title block along the right hand margin, but the above minimum information must appear in the lower right hand corner of the sheet to aid in identification and retrieval of drawings from flat file cabinets.
b. Project drawings shall be the same size. Paper sizes are limited to the following:
- ANSI B Plot = 11”x17”
- ANSI D Plot = 24”x36”
- ARCH E1 Plot = 30”x42”
Only standard, un-reduced sheet sizes will be accepted without prior approval of the Project Manager in coordination with Maps and Records.
2. Specifications shall follow the Construction Specifications Institute format and indexing, but shall be bound to contain the legal standard documents listed below and in Article 1.04 below. The first page of each of Divisions 15, 16, and 17 shall be an index to that section. Use dividers to separate specification sections at least as follows:
a. Legal (Invitation to Bid, Instruction to Bidders, Proposal, Agreement, General Conditions, Addenda, Etc.)
b. Special Conditions, Construction
Administration Procedures
c. Architectural (Div. 1-14)
d. Mechanical (Div. 15)
e. Electrical (Div. 16)
f. Fire Protection (Div. 17)
Note: at least one copy of the specifications shall be submitted in loose, unbound, unpunched format, for ease of reproduction.
If you have questions about hardcopy record document submittals, please contact our
Document Manager
through email or by calling 650-725-8472.
Electronic Documents (with Plans Review & As-Built Record Documents)
The submittal of electronic documents
shall take the form of AutoCAD files in .dwg format, with one CAD file for each of
the submitted hardcopy documents (xrefs should NOT be bound to each drawing).
The electronic documents must match the hardcopy documents exactly (excluding any stamps required on the hard copies),
and be accompanied by a transmittal letter
which clearly identifies the project represented.
Electronic submittals are acceptable
on media such as CDs (preferred), Zip disks, or 3.5" diskettes in AutoCAD 2000+ format;
Record Documents cannot be accepted via email or FTP.
Below are some items that are important to us for the delivery of CAD files:
3. Electronic deliverables in CAD (Computer Aided Design): A set of drawings for all applicable disciplines shall also be submitted in CAD form. Submittals are required for the 100% Construction Document (Plans Review) and As-Built Record Drawing phases, and may be required for other design phases as determined by the Project Manager. For maintenance and emergency preparedness purposes, the most current set of plans are needed in CAD and hardcopy format prior to or at occupancy.
For additional questions, please contact the Manager of Maps and Records (650) 723-0594.
Deliverables shall comply with the following requirements:
a. Drawing Format:
Drawings shall be in AutoCAD 2000 DWG format or later. DXF and DWF are not acceptable. PDF or TIF files may accompany the submittal, but may not be submitted in lieu of DWGs. DWG files should be last saved with the default ACAD.MNU menu. If converting from a format other than DWG, ensure all graphic elements are preserved.
b. Datums
Drawings shall be NAD 83 California State Plane Zone III US Foot horizontal and NGVD29 vertical. If the project is not in California an appropriate state plane coordinate system should be used. Architectural drawings may use architectural units on a coordinate system convenient for the project, and reference a NAD83 coordinates at each building corner.
Drawings shall be in 2D with z = 0 feet. Please contact the Manager of Maps and Records (650-723-0594) regarding submittals in 3D.
c. Drafting
i. All lines must be snapped/closed.
ii. Drawings shall not contain multiple overlaid lines or lines with multiple segments unless overlaid lines or adjacent line segments are assigned to different layers.
iii. Drawings shall be purged of empty, unused, or non-essential drawing data.
iv. Files containing multiple drawing sheets shall be broken down into separate drawings containing single sheets. Only one drawing and one title block per file.
v. PLINES should be used where appropriate instead of LINES.
vi. All drawings will be developed in full scale format (one foot = one foot) and will be maintained as an integrated whole with individual drawings plotted using paper space.
vii. Entity colors shall be defined “by layer.”
viii. Blocks shall be created on layer 0. Use 1:1 scale to create blocks and insert at the appropriate scale.
ix. Attributes shall be defined on layer 0 (zero).
x. AIA layering standards are recommended but not required.
xi. Only native AutoCAD fonts, linetypes, and hatch pattern shall be used.
xii. All shades and fills must be decipherable when the drawing is reproduced using blueline and photocopy methods.
d. The Deliverable Package
i. Drawings should exactly match hard copy documents. The engineer’s stamp may be omitted.
ii. Media/Compression:
(a) Submitted on CD labeled with project name, project number, drawings included, date, company name, contact name and telephone number.
(b) Drawing names should be identical to hard copy drawings, (i.e. A-1.DWG, E-1.DWG). Special characters should be limited to dashes.
(c) Zipped files should be named “Project name.exe” and not Stanford.exe. Only self-extracting archives should be used. Directions must be included with the transmittal and electronically in the root directory of the electronic media in *.txt format.
iii. A description of all layers used shall be provided. (See Metadata below).
iv. All XREFs shall be included in the submittal package. XREFs shall be inserted on a collection of XREF designated layers and should be included in the same directory as the referencing file or if file folders are used, they shall be constructed with relative paths (i.e. ..\..\XREFname) in lieu of hardcoded letter drives and paths. (Do not use C:\myXREFs\XREFname). Do not bind or insert XREFS into drawings.
v. All font files and linetypes shall be included in the submittal package. The consultant is responsible for transfer of license for any purchased linetypes or fonts.
vi. All color table books (.ctb files) used for plotting colors and lineweights shall be included in the submittal package.
vii. Metadata shall be provided for all submitted files in the form of a matrix (Metadata template:). Metadata shall include:
(a) File name (ME45689.dwg)
(b) Corresponding hard copy drawing name (ME 4.5)
(c) Description (Mechanical Piping Drawing)
(d) All Layer names and descriptions (Layer Description)
(e) XREF file names and descriptions (Cl439939.dwg XREF-exterior)
(f) Data sources (ACME Corporation)
(g) Project description information, dates and contact information.
If you have questions about
electronic submittals, please contact the
Manager of Maps and Records
through email or by calling 650-723-0594.
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